RIA Consolidation and Compliance Risk in 2025: What the $17.2M Osaic Settlement Signals for Mid-Market Advisory
The $17.2 million Osaic regulatory settlement and Mercer’s 11 RIA acquisitions in 2025 reveal the dual pressure facing mid-market financial advisory firms: accelerating consolidation and escalating compliance risk. Decision-makers must treat regulatory resilience as a strategic priority, not a back-office function.